regions bank chief compliance officerregions bank chief compliance officer

He began his career in the Jackson, Mississippi office of Arthur Andersen. Building a detailed plan. Chief Enterprise Operations and Technology Officer. Senior Executive Vice President Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. and Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Ronald G. Smith Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Andrew Nix will join Regions as chief governance officer on March 17. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Chief Operating Officer. Brett D. Couch He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Corporate Banking Division Head. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. She is a member of the companys Executive Leadership Team. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Monday through Friday. 2023 Regions Bank. About this role. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. The solution? Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Senior Executive Vice President He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Community Affairs Chief Risk Officer. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Commercial Banking includes clients with revenues between $1MM and $250MM. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. He is a member of the banks Executive Leadership Team. Find your next job opportunity near you & 1-Click Apply! Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Privacy Policy. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Cheatham graduated from Auburn University with a bachelors degree in accounting. During this period, he served in line management positions in manufacturing, distribution and sales. Chief Financial Officer. Head of Strategic Planning & Corporate Development. Discover the four best practice approaches in investigation management. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Gartner Terms of Use During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Questions about becoming a Gartner client? Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Hope D.Mehlman Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. February 9, 2021. Head of Consumer Banking Group. Gartner helps compliance officers transition confidently andsucceed faster. Ritter is a member of Regions Executive Leadership Team. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Deron Smithy serves as Regions Treasurer. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Executive Vice President At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. All Rights Reserved. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. 2023Gartner, Inc. and/or its affiliates. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). New compliance officers face an overwhelming amount of tasks during their first few months. Smith began his banking career at Deposit Guaranty as a management trainee. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Senior Executive Vice President Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. He earned a masters degree in Human Resources from Boston University. John B. Owen Save time and execute with confidence when creating your strategic plan for compliance. Logan M. Pichel John Turner is president and chief executive officer of Regions Financial Corporation. Executive Vice President Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He was named president in December 2017. Prior to assuming his current role, he. Chief Risk Officer . The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Andrew Nix will join Regions as chief governance officer on March 17. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. C. Ward Cheatham Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Head of Commercial Banking. He is a member of the banks Executive Leadership Team. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Fournier J. Gale, III Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Senior Executive Vice President C. Keith Herron Please refine your filters to display data. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Gartner Terms of Use Smith is a member of the companys Executive Leadership Team. Senior Executive Vice President He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Dana Nolan serves as the Head of Investor Relations at Regions. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. She currently holds Series 79, Series 63 and Series 24 licenses. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. 2023 Regions Bank. Hope Dmuchowski Chief Financial Officer. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Additional information about Regions and its full line of products and services can be found at www.regions.com. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. John Turner is president and chief executive officer of Regions Financial Corporation. Andrs "Andy" Hernndez She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Regions Bank Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Design a human-centric compliance culture. Regions News Online: regions.doingmoretoday.com Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Mehlman received her bachelors degree from Cornell University. Regions provides links to other websites merely and strictly for your convenience. Chief Digital Officer. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. She joined Regions in 2003 to lead Consumer Credit Risk. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Senior Executive Vice President Senior Executive Vice President She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. President and Chief Executive Officer of Regions Financial Corporation. Fournier J. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Senior Executive Vice President Senior Executive Vice President Andy Hernandez is Chief Digital Officer for Regions. Chief Governance Officer and Assistant Corporate Secretary. Deputy Chief Risk Officer and Chief Credit Officer. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico.

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